Personnel SFC Licences and HKMA Registrations (ID 28664174)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Advising on securities	2026-05-04	-
	Rep	Asset management	2026-05-04	-
	Rep	Dealing in securities	2026-05-04	-
Azure Lion International Asset Management Company Limited	Rep	Asset management	2022-08-08	2023-05-12
Azure Lion International Securities Company Limited	Rep	Advising on securities	2022-08-08	2023-05-12
	Rep	Dealing in securities	2022-08-08	2023-05-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.