Personnel SFC Licences and HKMA Registrations (ID 28669970)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2023-07-20	-
Fortune Asset Management Limited (HK)	Rep	Advising on securities	2023-07-20	-
FORTUNE FINANCIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2023-07-20	-
ZHONGRONG PT SECURITIES LIMITED	Rep	Advising on securities	2022-08-09	2023-03-15
	Rep	Dealing in securities	2022-08-09	2023-03-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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