Personnel Hong Kong SFC License Details (ID 28681850)

Personnel Hong Kong SFC License Details (ID 28681850)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2023-09-22	2024-09-13
	Rep	Dealing in securities	2023-09-22	2024-09-13
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2023-09-22	2024-09-13
	Rep	Dealing in futures contracts	2023-09-22	2024-09-13
	Rep	Dealing in securities	2023-09-22	2024-09-13
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2022-08-16	2023-08-18
	Rep	Dealing in securities	2022-08-16	2023-08-18
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2022-08-16	2023-08-18
	Rep	Dealing in securities	2022-08-16	2023-08-18