Personnel SFC Licences and HKMA Registrations (ID 28683151)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2026-04-14	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2026-04-14	-
CMB International Securities Limited	Rep	Dealing in securities	2025-05-23	2025-08-25
CMB International Capital Limited	Rep	Advising on corporate finance	2022-08-17	2025-08-25
	Rep	Dealing in securities	2022-08-17	2025-08-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.