Personnel SFC Licences and HKMA Registrations (ID 28683169)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROCKPOOL CAPITAL LIMITED	Rep	Dealing in securities	2022-12-13	-
	Rep	Advising on securities	2022-12-13	2025-05-21
	Rep	Asset management	2022-12-01	2025-05-21
AUSTRAX ASSET MANAGEMENT LIMITED	Rep	Asset management	2022-08-17	2022-10-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.