Personnel SFC Licences and HKMA Registrations (ID 28684269)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Global Markets Limited	Rep	Dealing in securities	2026-05-08	-
CMB International Securities Limited	Rep	Dealing in securities	2026-05-08	-
NH INVESTMENT &AMP; SECURITIES (H.K.) LIMITED	Rep	Advising on securities	2022-08-18	2026-01-27
	Rep	Dealing in futures contracts	2022-08-18	2026-01-27
	Rep	Dealing in securities	2022-08-18	2026-01-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.