Personnel SFC Licences and HKMA Registrations (ID 28691727)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Grand China Securities Limited	Rep	Advising on securities	2025-10-21	-
	Rep	Asset management	2025-10-21	-
	Rep	Dealing in securities	2025-10-21	-
CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED	Rep	Dealing in securities	2024-06-07	2025-10-17
	Rep	Advising on securities	2023-08-18	2025-10-17
	Rep	Asset management	2022-08-24	2025-10-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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