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Su, Shangcai (SFC:BSM510) 蘇尚才 SFC Licences and HKMA Registrations (ID 28694206)
Su, Shangcai (SFC:BSM510) 蘇尚才
SFC ID:
BSM510
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
SOUTHLAKE FUND MANAGEMENT (HONG KONG) LIMITED
RO
Advising on securities
2023-11-06
-
RO
Asset management
2022-08-26
-
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.