Personnel SFC Licences and HKMA Registrations (ID 28697428)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Asset Management Limited	Rep	Advising on securities	2025-02-17	-
	Rep	Asset management	2025-02-17	-
ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2023-02-24	2025-01-23
	Rep	Asset management	2023-02-24	2025-01-23
Livermore Holdings Limited	Rep	Dealing in securities	2022-08-30	2023-01-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.