Personnel Hong Kong SFC License Details (ID 28698726)

Personnel Hong Kong SFC License Details (ID 28698726)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2022-08-31	2024-03-13
	RO	Asset management	2022-08-31	2024-03-13
	RO	Dealing in securities	2022-08-31	2024-03-13
ICBC INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2022-08-31	-
	RO	Advising on securities	2022-08-31	-
	RO	Dealing in securities	2022-08-31	-
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	RO	Advising on securities	2022-08-31	-
	RO	Asset management	2022-08-31	-
	RO	Dealing in securities	2022-08-31	-
ICBC INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2022-08-31	-
ICBC INTERNATIONAL RESEARCH LIMITED	RO	Advising on securities	2022-08-31	2024-05-02
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2022-08-31	-
	RO	Dealing in securities	2022-08-31	-