Personnel SFC Licences and HKMA Registrations (ID 28699902)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WEBULL SECURITIES LIMITED	Rep	Advising on securities	2026-08-03	-
	Rep	Dealing in futures contracts	2026-08-03	-
	Rep	Dealing in securities	2026-08-03	-
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2022-09-01	2026-07-13
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2022-09-01	2026-07-13
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2022-09-01	2026-07-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.