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Personnel Hong Kong SFC License Details (ID 28703100)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE
Rep
Dealing in securities
2023-05-17
2023-08-01
Rep
Dealing in securities
2022-09-05
2023-03-27