Personnel SFC Licences and HKMA Registrations (ID 28707836)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2025-03-10	-
	Rep	Asset management	2025-03-10	-
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2025-03-10	-
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2025-03-10	-
CITIC Securities International Global Markets Limited	Rep	Advising on securities	2022-09-09	2024-09-17
	Rep	Dealing in futures contracts	2022-09-09	2024-09-17
	Rep	Dealing in securities	2022-09-09	2024-09-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.