Personnel SFC Licences and HKMA Registrations (ID 28713792)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CANTERBURY CAPITAL LIMITED (HK)	RO	Advising on securities	2024-06-17	-
	RO	Asset management	2024-06-17	-
	Rep	Advising on securities	2024-05-22	2024-06-17
	Rep	Asset management	2024-05-22	2024-06-17
HONOR CAPITAL (HK) LIMITED	RO	Advising on securities	2022-09-16	2024-01-31
	RO	Asset management	2022-09-16	2024-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.