Personnel SFC Licences and HKMA Registrations (ID 28721140)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2025-12-19	-
	Rep	Dealing in securities	2025-12-19	-
Goldhorse Securities Limited	Rep	Advising on securities	2025-09-23	-
	Rep	Dealing in securities	2025-09-23	-
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2025-09-01	2025-09-06
	Rep	Dealing in futures contracts	2025-09-01	2025-09-06
	Rep	Dealing in securities	2025-09-01	2025-09-06
	Rep	Advising on securities	2022-10-11	2025-08-31
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2022-09-23	2025-08-31
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2022-09-23	2025-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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