Personnel SFC Licences and HKMA Registrations (ID 28726936)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2025-10-21	-
NATIXIS ASIA LIMITED	Rep	Dealing in futures contracts	2022-09-29	2025-07-02
	Rep	Dealing in securities	2022-09-29	2025-07-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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