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Personnel SFC Licences and HKMA Registrations (ID 28730058)
Personnel
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
No SFC licenses available
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
HKMA registration number:
AJ0620
Current registrations only
Institution
Activity
HKMA role
Capacity
From
Until
Status
BNP PARIBAS
Advising on corporate finance
Non-EO
CORPORATE AND INSTITUTIONAL BANKING
2022-10-03
—
Current
BNP PARIBAS
Dealing in securities
Non-EO
—
2022-10-03
2023-02-14
Former