Personnel SFC Licences and HKMA Registrations (ID 28731731)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Polymer Capital Management (HK) Limited	Rep	Asset management	2025-10-27	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2023-12-05	2025-09-25
Optimas Capital Limited	Rep	Advising on securities	2022-10-05	2023-11-27
	Rep	Asset management	2022-10-05	2023-11-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.