Personnel SFC Licences and HKMA Registrations (ID 28736034)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2026-08-24	-
Grant Samuel (Hong Kong) Limited	Rep	Advising on securities	2026-02-13	2026-07-24
	Rep	Advising on corporate finance	2025-04-01	2026-07-24
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2022-10-10	2023-07-28
	Rep	Advising on securities	2022-10-10	2023-07-28
	Rep	Dealing in securities	2022-10-10	2023-07-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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