Personnel Hong Kong SFC License Details (ID 28740147)

Personnel Hong Kong SFC License Details (ID 28740147)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2026-09-07	-
	Rep	Advising on securities	2026-09-07	-
	Rep	Dealing in securities	2026-09-07	-
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2022-10-13	2026-08-14
	Rep	Dealing in securities	2022-10-13	2026-08-14
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2022-10-13	2026-08-14
	Rep	Dealing in securities	2022-10-13	2026-08-14