Personnel Hong Kong SFC License Details (ID 28740199)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2023-07-18	2025-10-21
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2022-10-13	2025-10-21
	Rep	Dealing in securities	2022-10-13	2025-10-21
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2022-10-13	2025-10-21