Personnel SFC Licences and HKMA Registrations (ID 28746617)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MARSHALL WACE ASIA LIMITED	Rep	Asset management	2025-01-03	-
FountainCap Research & Investment (Hong Kong) Co., Limited	Rep	Advising on securities	2022-10-20	2022-11-23
	Rep	Asset management	2022-10-20	2022-11-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.