Personnel Hong Kong SFC License Details (ID 28747802)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2025-02-20	-
	Rep	Dealing in securities	2025-02-20	-
	Rep	Dealing in futures contracts	2024-02-23	2024-02-29
	Rep	Dealing in securities	2024-02-23	2024-02-29
	Rep	Dealing in futures contracts	2023-11-24	2023-11-29
	Rep	Dealing in securities	2023-11-24	2023-11-29
	Rep	Dealing in futures contracts	2022-10-21	2022-10-28
	Rep	Dealing in securities	2022-10-21	2022-10-28