Personnel SFC Licences and HKMA Registrations (ID 28767387)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2025-11-21	-
Dymon Asia Capital (HK) Limited	Rep	Asset management	2024-07-15	2025-10-06
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2023-09-15	2024-06-15
	Rep	Dealing in futures contracts	2023-09-15	2024-06-15
	Rep	Dealing in securities	2022-11-09	2024-06-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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