Personnel SFC Licences and HKMA Registrations (ID 28767413)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MARSHALL WACE ASIA LIMITED	Rep	Asset management	2026-09-23	-
Ares Management Asia (Hong Kong) Limited	Rep	Advising on securities	2024-10-09	2026-07-31
	Rep	Asset management	2024-10-09	2026-07-31
	Rep	Dealing in securities	2024-10-09	2026-07-31
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2022-11-09	2024-08-30
	Rep	Advising on securities	2022-11-09	2024-08-30
	Rep	Dealing in securities	2022-11-09	2024-08-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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