Personnel SFC Licences and HKMA Registrations (ID 28767448)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2026-03-27	-
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2026-03-27	-
uSmart Securities Limited	Rep	Advising on securities	2022-11-09	2022-11-09
	Rep	Asset management	2022-11-09	2022-11-09
	Rep	Dealing in securities	2022-11-09	2022-11-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.