Personnel SFC Licences and HKMA Registrations (ID 28772542)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2025-10-31	-
	Rep	Dealing in securities	2025-10-31	-
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2022-11-14	2025-07-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.