David, Raphael

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2022-11-18	-
	Rep	Asset management	2022-11-18	-
	Rep	Dealing in securities	2022-11-18	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2022-11-18	-
	Rep	Asset management	2022-11-18	-
	Rep	Dealing in securities	2022-11-18	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2022-11-18	-
	Rep	Asset management	2022-11-18	-
	Rep	Dealing in securities	2022-11-18	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2022-11-18	-
	Rep	Asset management	2022-11-18	-
	Rep	Dealing in securities	2022-11-18	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.