| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2025-12-12 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2025-12-12 | - |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2025-11-11 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2025-11-11 | - |
| Rep | Advising on corporate finance | 2023-12-21 | 2026-01-15 | |
| Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2022-11-22 | 2023-10-15 |
| Rep | Advising on securities | 2022-11-22 | 2023-10-15 | |
| Rep | Dealing in securities | 2022-11-22 | 2023-10-15 |
No HKMA registrations in the collected records.