Personnel SFC Licences and HKMA Registrations (ID 28783736)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ping An of China Capital (Hong Kong) Company Limited	Rep	Advising on corporate finance	2026-04-01	-
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2026-04-01	-
Soochow Securities International Capital Limited	Rep	Advising on corporate finance	2025-11-17	2026-01-09
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2022-11-24	2023-07-18
	Rep	Dealing in securities	2022-11-24	2023-07-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.