Personnel SFC Licences and HKMA Registrations (ID 28784902)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2026-07-03	-
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2026-07-03	-
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2022-11-25	2024-12-27
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2022-11-25	2024-12-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.