Personnel SFC Licences and HKMA Registrations (ID 28787648)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2026-09-22	-
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2026-09-22	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2024-11-18	2026-08-13
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2024-11-18	2026-08-13
	Rep	Dealing in securities	2024-11-18	2026-08-13
CMBC INTERNATIONAL FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2024-06-19	2024-10-09
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2024-06-19	2024-10-09
	Rep	Dealing in securities	2024-06-19	2024-10-09
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2022-11-29	2023-05-05
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2022-11-29	2023-05-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.