Personnel SFC Licences and HKMA Registrations (ID 28789418)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Apollo Management Asia Pacific Limited	Rep	Advising on securities	2025-05-16	-
	Rep	Dealing in securities	2025-05-16	-
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-10-16	2025-04-16
	Rep	Asset management	2024-10-16	2025-04-16
	Rep	Dealing in securities	2024-10-16	2025-04-16
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2024-10-16	2025-04-16
	Rep	Asset management	2024-10-16	2025-04-16
	Rep	Dealing in securities	2024-10-16	2025-04-16
FIL Investment Advisors	Rep	Advising on securities	2022-11-30	2024-07-16
	Rep	Asset management	2022-11-30	2024-07-16
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2022-11-30	2024-07-16
	Rep	Asset management	2022-11-30	2024-07-16
	Rep	Dealing in securities	2022-11-30	2024-07-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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