Personnel Hong Kong SFC License Details (ID 28790846)

Personnel Hong Kong SFC License Details (ID 28790846)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2025-05-20	2025-05-23
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2025-05-20	2025-05-23
	Rep	Dealing in securities	2025-05-20	2025-05-23
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2024-05-24	2024-06-02
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2024-05-24	2024-06-02
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2022-12-02	2022-12-11
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2022-12-02	2022-12-11