Personnel SFC Licences and HKMA Registrations (ID 28796452)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Advising on futures contracts	2026-02-04	-
	Rep	Dealing in futures contracts	2026-02-04	-
CITIC CFI Securities Company Limited	Rep	Dealing in securities	2023-12-19	2025-12-14
CITIC Futures International Company Limited	Rep	Dealing in futures contracts	2022-12-08	2025-12-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.