Personnel SFC Licences and HKMA Registrations (ID 28815550)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pictet Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-08-19	-
	Rep	Dealing in securities	2024-08-19	-
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Advising on securities	2022-12-28	2024-07-31
	Rep	Asset management	2022-12-28	2024-07-31
	Rep	Dealing in securities	2022-12-28	2024-07-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.