Personnel SFC Licences and HKMA Registrations (ID 28818659)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jasper Capital Hong Kong Limited	RO	Advising on securities	2026-05-28	-
	RO	Asset management	2026-05-28	-
	Rep	Advising on securities	2026-04-22	2026-05-28
	Rep	Asset management	2026-04-22	2026-05-28
FINE SECURITIES LIMITED	RO	Advising on securities	2025-09-23	2026-04-06
	RO	Asset management	2025-09-23	2026-04-06
	RO	Dealing in securities	2025-09-23	2026-04-06
	Rep	Advising on securities	2025-07-23	2025-09-23
	Rep	Asset management	2025-07-23	2025-09-23
SPECTRUM FINANCE LIMITED (HK)	RO	Advising on securities	2023-09-22	2025-07-14
	RO	Asset management	2023-09-22	2025-07-14
Pando Finance Limited	Rep	Advising on securities	2023-01-03	2023-05-28
	Rep	Asset management	2023-01-03	2023-05-28
	Rep	Dealing in securities	2023-01-03	2023-05-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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