Personnel Hong Kong SFC License Details (ID 28821631)

Personnel Hong Kong SFC License Details (ID 28821631)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2026-09-21	2026-09-24
	Rep	Advising on securities	2026-08-11	2026-08-14
	Rep	Advising on securities	2026-05-19	2026-05-22
	Rep	Advising on securities	2025-11-25	2025-11-28
	Rep	Advising on securities	2025-09-05	2025-09-12
	Rep	Advising on securities	2025-08-15	2025-08-19
	Rep	Advising on securities	2025-03-28	2025-04-01
	Rep	Advising on securities	2024-11-22	2024-11-29
	Rep	Advising on securities	2024-07-05	2024-07-10
	Rep	Advising on securities	2024-01-12	2024-01-18
	Rep	Advising on securities	2023-06-27	2023-06-30
	Rep	Advising on securities	2023-01-06	2023-01-11