Personnel SFC Licences and HKMA Registrations (ID 28832271)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SIIC CAPITAL (HONG KONG) INVESTMENT MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2026-08-13	-
	RO	Asset management	2026-08-13	-
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED	RO	Advising on securities	2023-01-18	2026-02-13
	RO	Asset management	2023-01-18	2026-02-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.