Personnel Hong Kong SFC License Details (ID 28833554)

Personnel Hong Kong SFC License Details (ID 28833554)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2023-05-17	-
	Rep	Dealing in futures contracts	2023-05-17	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2023-05-17	-
	Rep	Dealing in securities	2023-05-17	-
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2023-01-20	2023-03-31
	Rep	Advising on securities	2023-01-20	2023-03-31
	Rep	Asset management	2023-01-20	2023-03-31
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2023-01-20	2023-03-31
	Rep	Asset management	2023-01-20	2023-03-31
	Rep	Dealing in securities	2023-01-20	2023-03-31