Personnel Hong Kong SFC License Details (ID 28836881)

Personnel Hong Kong SFC License Details (ID 28836881)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
COFCO ASSET MANAGEMENT (INTERNATIONAL) COMPANY LIMITED	Rep	Advising on securities	2025-08-26	-
	Rep	Asset management	2025-08-26	-
	Rep	Dealing in securities	2025-08-26	-
JMC Capital International Limited	Rep	Advising on futures contracts	2024-03-13	2025-04-15
	Rep	Dealing in futures contracts	2024-03-13	2025-04-15
	Rep	Advising on securities	2024-03-13	2025-07-15
	Rep	Dealing in securities	2024-03-13	2025-07-15
JMC Capital HK Limited	Rep	Advising on securities	2023-01-26	2025-07-15
	Rep	Asset management	2023-01-26	2025-07-15
	Rep	Dealing in securities	2023-01-26	2025-07-15