Personnel SFC Licences and HKMA Registrations (ID 28839176)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2026-10-27	-
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2026-10-27	-
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2026-10-27	-
	Rep	Dealing in securities	2026-10-27	-
Howbuy Hong Kong Limited	Rep	Asset management	2023-02-15	2026-09-16
	Rep	Advising on securities	2023-01-27	2026-09-16
	Rep	Dealing in securities	2023-01-27	2026-09-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.