Personnel Hong Kong SFC License Details (ID 28842)

Personnel Hong Kong SFC License Details (ID 28842)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Acuity Capital Partners (HK) Limited	RO	Advising on securities	2024-12-13	-
	RO	Asset management	2024-12-13	-
	Rep	Advising on securities	2024-11-29	2024-12-13
	Rep	Asset management	2024-11-29	2024-12-13
WYNDHAM CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2017-01-05	2021-11-03
	RO	Asset management	2017-01-05	2021-11-03
	RO	Dealing in securities	2017-01-05	2021-11-03
Tenacity Partners Limited	RO	Advising on securities	2013-12-17	2014-10-10
	RO	Asset management	2013-12-17	2014-10-10
	RO	Dealing in securities	2013-12-17	2014-10-10
FU HENG INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2003-04-01	2012-03-31
	RO	Asset management	2003-04-01	2012-03-31