Personnel Hong Kong SFC License Details (ID 28844306)

Personnel Hong Kong SFC License Details (ID 28844306)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2025-05-09	2025-05-17
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2025-05-09	2025-05-17
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2025-03-07	2025-03-17
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2025-03-07	2025-03-17
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2024-12-06	2024-12-16
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2024-12-06	2024-12-16
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2024-02-22	2024-03-04
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2024-02-22	2024-03-04
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2023-05-25	2023-06-01
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2023-05-25	2023-06-01
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2023-02-03	2023-02-17
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2023-02-03	2023-02-17