Personnel Hong Kong SFC License Details (ID 28844324)

Personnel Hong Kong SFC License Details (ID 28844324)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2025-11-28	-
	Rep	Advising on securities	2025-11-28	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2025-11-28	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2025-02-14	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2025-02-14	-
	Rep	Dealing in securities	2025-02-14	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2024-08-02	2024-08-09
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2024-08-02	2024-08-09
	Rep	Dealing in securities	2024-08-02	2024-08-09
Morgan Stanley Asia Limited	Rep	Dealing in securities	2023-09-01	2023-09-08
	Rep	Dealing in securities	2023-02-03	2023-02-24