Personnel SFC Licences and HKMA Registrations (ID 28847012)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Donghai International Asset Management (Hong Kong) Limited	Rep	Advising on securities	2026-11-03	-
	Rep	Asset management	2026-11-03	-
Donghai International Securities (Hong Kong) Limited	Rep	Dealing in securities	2026-11-03	-
LUPU (HONG KONG) LIMITED	RO	Advising on securities	2026-07-15	2026-09-16
	RO	Dealing in securities	2026-07-15	2026-09-16
	RO	Asset management	2025-05-21	2026-09-16
	Rep	Asset management	2023-02-06	2025-05-21
	Rep	Advising on securities	2023-02-06	2026-07-15
	Rep	Dealing in securities	2023-02-06	2026-07-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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