Personnel SFC Licences and HKMA Registrations (ID 28854449)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	RO	Advising on securities	2026-08-26	-
	RO	Dealing in securities	2026-08-26	-
	Rep	Dealing in securities	2023-02-13	2023-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.