Personnel SFC Licences and HKMA Registrations (ID 28855270)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Imperium International Asset Management Limited	RO	Advising on securities	2026-11-04	-
	RO	Asset management	2026-11-04	-
IMPERIUM INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2026-11-04	-
	RO	Dealing in securities	2026-11-04	-
Imperium International Asset Management Limited	Rep	Advising on securities	2026-09-15	2026-11-04
	Rep	Asset management	2026-09-15	2026-11-04
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2026-09-15	2026-11-04
	Rep	Dealing in securities	2026-09-15	2026-11-04
Pando Finance Limited	Rep	Advising on securities	2023-02-14	2026-04-15
	Rep	Asset management	2023-02-14	2026-04-15
	Rep	Dealing in securities	2023-02-14	2026-04-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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