Personnel Hong Kong SFC License Details (ID 28870753)

Personnel Hong Kong SFC License Details (ID 28870753)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BC Global Asset Management Limited	Rep	Advising on securities	2026-08-03	-
	Rep	Asset management	2026-08-03	-
SHANGGU ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2024-12-02	2026-07-31
	Rep	Asset management	2024-12-02	2026-07-31
Metaverse Securities Limited (HK)	Rep	Advising on securities	2023-12-01	2024-09-30
	Rep	Asset management	2023-12-01	2024-09-30
Tianlong Securities Co., Limited	Rep	Advising on securities	2023-02-28	2023-11-30
	Rep	Asset management	2023-02-28	2023-11-30