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Tham, David Hong Kong SFC License Details (ID 28878089)
Tham, David
SFC ID:
BTN102
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SG SECURITIES (HK) LIMITED
Rep
Dealing in futures contracts
2023-03-06
2023-03-09
Rep
Dealing in securities
2023-03-06
2023-03-09